Broker Check

Our Privacy Promise

We do not sell information about you. We do not share information with anyone else for marketing purposes. We only use your personal information to help transact the business you have with us.


As our client, you trust us to help you achieve financial independence. You have a right, under adopted federal regulations to understand how we protect the privacy and security of the personal information that you share with us when we consult with you or transact specific business. We believe that your knowledge of our privacy principle and confidentiality will confirm the trust you place in us.

The type of information we collect is on the following pages of this notebook. Most of the personal information we collect is obtained directly from you. We may also collect information from your other advisors, upon your written request. We only collect information you have authorized and that is necessary to service or administer your business with us.

Information may be disclosed to other entities that provide business services to us related to our transactions with you, such as underwriting insurance contracts, servicing brokerage or retirement accounts, claims, or investment applications. Before we disclose your information, these entities must agree to maintain the privacy of your information. If necessary, we disclose information when it is required by law.

We have established policies to maintain physical, electronic, and procedural safeguards to ensure the confidentiality of your personal information. Access to personal information is available only to those individuals who need to know that information in order to service your business transactions. Should your business relationship with us end, we will continue to follow the privacy policy described in this notice to the extent that we are required to retain information about you. If we no longer need to retain that information, we will dispose of it in a secure manner. Do not hesitate to call us if you have any questions. Please sign and date the acknowledgment below

Name: _______________ Signature__________________________ Date: ________

Name: _______________ Signature__________________________ Date: ________